0000904454-01-500109.txt : 20011009
0000904454-01-500109.hdr.sgml : 20011009
ACCESSION NUMBER: 0000904454-01-500109
CONFORMED SUBMISSION TYPE: SC 13D/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20011001
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: DOMAIN PARTNERS IV LP
CENTRAL INDEX KEY: 0001077714
STANDARD INDUSTRIAL CLASSIFICATION: []
FILING VALUES:
FORM TYPE: SC 13D/A
BUSINESS ADDRESS:
STREET 1: ONE PALMER SQ
CITY: PRINCETON
STATE: NJ
ZIP: 08542
MAIL ADDRESS:
STREET 1: ONE PALMER SQ
CITY: PRINCETON
STATE: NJ
ZIP: 08542
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: CARDIODYNAMICS INTERNATIONAL CORP
CENTRAL INDEX KEY: 0000719722
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
IRS NUMBER: 953533362
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1130
FILING VALUES:
FORM TYPE: SC 13D/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-37334
FILM NUMBER: 1749479
BUSINESS ADDRESS:
STREET 1: 6175 NANCY RIDGE DRIVE
STREET 2: SUITE 300
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
BUSINESS PHONE: 6195350202
MAIL ADDRESS:
STREET 1: 6175 NANCY RIDGE DRIVE
STREET 2: STE 300
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
FORMER COMPANY:
FORMER CONFORMED NAME: BOMED MEDICAL MANUFACTURING LTD
DATE OF NAME CHANGE: 19920703
SC 13D/A
1
s13da_3q-2001.txt
SCHEDULE 13D -- AMENDMENT NO. 1
CUSIP No. 141597 10 4 Page 1 of 5 Pages
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
(Rule 13d-101)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO
RULE 13d-2(a)
(Amendment No. 1)1
CardioDynamics International Corporation
------------------------------------------------------------------------------
(Name of Issuer)
Common Stock, no par value
------------------------------------------------------------------------------
(Title of Class of Securities)
141597 10 4
------------------------------------------------------------------------------
(CUSIP Number)
Kathleen K. Schoemaker John C. MacMurray, Esq.
Domain Associates, L.L.C. Reboul, MacMurray, Hewitt,
One Palmer Square Maynard & Kristol
Princeton, New Jersey 08452 45 Rockefeller Plaza
Tel. (609) 683-5656 New York, New York 10111
Tel. (212) 841-5700
------------------------------------------------------------------------------
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
July 23, 2001
------------------------------------------------------------------------------
(Date of Event Which Requires Filing of This Statement)
If the filing person has previously filed a statement on Schedule 13G to
report the acquisition which is the subject of this Schedule 13D, and is
filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the
following box [ ].
--------------
1 The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would
alter disclosures provided in a prior cover page. The information required on
the remainder of this cover page shall not be deemed to be "filed" for the
purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise
subject to the liabilities of that section of the Act but shall be subject to
all other provisions of the Act.
CUSIP No. 141597 10 4 Page 2 of 5 Pages
1) Name of Reporting Person Domain Partners IV, L.P.
I.R.S. Identification
No. of Above Person
(If an Entity)
-------------------------------------------------------------------------------
2) Check the Appropriate Box (a) [x]
if a Member of a Group (b) [ ]
-------------------------------------------------------------------------------
3) SEC Use Only
-------------------------------------------------------------------------------
4) Source of Funds Not Applicable
-------------------------------------------------------------------------------
5) Check if Disclosure of
Legal Proceedings is Not Applicable
Required Pursuant to
Items 2(d) or 2(e)
-------------------------------------------------------------------------------
6) Citizenship or Place
of Organization Delaware
-------------------------------------------------------------------------------
Number of 7) Sole Voting 3,164,664 shares of
Shares Beneficially Power Common Stock
Owned by Each
Reporting Person
With
----------------------------------------
8) Shared Voting
Power -0-
----------------------------------------
9) Sole Disposi- 3,164,664 shares of
tive Power Common Stock
----------------------------------------
10) Shared Dis-
positive Power -0-
----------------------------------------
11) Aggregate Amount Beneficially 3,164,664 shares of
Owned by Each Reporting Person Common Stock
-------------------------------------------------------------------------------
12) Check if the Aggregate
Amount in Row (11)
Excludes Certain Shares
-------------------------------------------------------------------------------
13) Percent of Class
Represented by 6.9%
Amount in Row (11)
-------------------------------------------------------------------------------
14) Type of Reporting
Person PN
CUSIP No. 141597 10 4 Page 3 of 5 Pages
1) Name of Reporting Person DP IV Associates, L.P.
I.R.S. Identification
No. of Above Person
(If an Entity)
-------------------------------------------------------------------------------
2) Check the Appropriate Box (a) [x]
if a Member of a Group (b) [ ]
-------------------------------------------------------------------------------
3) SEC Use Only
-------------------------------------------------------------------------------
4) Source of Funds Not Applicable
-------------------------------------------------------------------------------
5) Check if Disclosure of
Legal Proceedings is Not Applicable
Required Pursuant to
Items 2(d) or 2(e)
-------------------------------------------------------------------------------
6) Citizenship or Place
of Organization Delaware
-------------------------------------------------------------------------------
Number of 7) Sole Voting 75,836 shares of
Shares Beneficially Power Common Stock
Owned by Each
Reporting Person
With
----------------------------------------
8) Shared Voting
Power -0-
----------------------------------------
9) Sole Disposi- 75,836 shares of
tive Power Common Stock
----------------------------------------
10) Shared Dis-
positive Power -0-
----------------------------------------
11) Aggregate Amount Beneficially 75,836 shares of
Owned by Each Reporting Person Common Stock
-------------------------------------------------------------------------------
12) Check if the Aggregate
Amount in Row (11)
Excludes Certain Shares
-------------------------------------------------------------------------------
13) Percent of Class
Represented by 0.2%
Amount in Row (11)
-------------------------------------------------------------------------------
14) Type of Reporting
Person PN
CUSIP No. 141597 10 4 Page 4 of 5 Pages
Amendment No. 1 to Schedule 13D
-------------------------------
Reference is hereby made to the statement on Schedule 13D filed with
the Securities and Exchange Commission on June 16, 1999 (the "Schedule 13D").
Terms defined in the Schedule 13D are used herein as so defined.
Item 5 is hereby amended and restated to read in its entirety as
follows:
Item 5. Interest in Securities of the Issuer.
------------------------------------
The following information is based on a total of 45,554,127 shares of
Common Stock outstanding as of July 10, 2001, as reported in the Issuer's Report
on Form 10-Q for the period ended May 31, 2001 filed with the Securities and
Exchange Commission (the "Commission") on July 13, 2001.
(a)
DP IV
-----
DP IV owns 3,164,664 shares of Common Stock, or approximately 6.9% of
the Common Stock outstanding. OPSA IV, as the general partner of DP IV, may be
deemed to beneficially own the shares of Common Stock owned by DP IV.
DP IV A
-------
DP IV A owns 75,836 shares of Common Stock, or approximately 0.2% of
the Common Stock outstanding. OPSA IV, as the general partner of DP IV A, may be
deemed to beneficially own the shares of Common Stock owned by DP IV A.
(b) The managing members of OPSA IV may be deemed to share the power
to vote or direct the voting of and to dispose or to direct the disposition of
the Common Stock owned by DP IV and DP IV A. Each of the managing members of
OPSA IV disclaims beneficial ownership of all shares of Common Stock other than
the shares of Common Stock he or she owns by virtue of his or her indirect pro
rata interest, as a managing member of OPSA IV, in the Common Stock owned by DP
IV and/or DP IV A.
(c) On dates between July 23, 2001 and September 18, 2001, DP IV sold
an aggregate 830,890 shares of Common Stock in open market transactions, at an
average price of $5.44 per share. On dates between July 23, 2001 and September
18, 2001, DP IV A sold an aggregate 19,910 shares of Common Stock in open market
transactions, at an average price of $5.44 per share.
(d) Except as described in this statement, no person has the power to
direct the receipt of dividends on, or the proceeds from sales of, the shares of
Common Stock owned by DP IV or DP IV A.
(e) Not applicable.
CUSIP No. 141597 10 4 Page 5 of 5 Pages
Signature
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: September 26, 2001
DOMAIN PARTNERS IV, L.P.
By: One Palmer Square Associates
IV L.L.C., General Partner
By /s/ Kathleen K. Schoemaker
------------------------------
Managing Member
DP IV ASSOCIATES, L.P.
By: One Palmer Square Associates
IV L.L.C., General Partner
By /s/ Kathleen K. Schoemaker
-----------------------------
Managing Member